-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GnqHczewIRkOFHs0n+ON9R0KOsxmwidc8StZTZNTOGUp7kLThB1+vKBWWWr06813 drpAokJHr2vWkyfaUhtSAA== 0000950153-00-000263.txt : 20000224 0000950153-00-000263.hdr.sgml : 20000224 ACCESSION NUMBER: 0000950153-00-000263 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000223 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: THREE FIVE SYSTEMS INC CENTRAL INDEX KEY: 0000032272 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 860654102 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-07284 FILM NUMBER: 551480 BUSINESS ADDRESS: STREET 1: 1600 N DESERT DR CITY: TEMPE STATE: AR ZIP: 85281-1230 BUSINESS PHONE: 6024960035 MAIL ADDRESS: STREET 1: 1600 N DESERT DRIVE CITY: TEMPE STATE: AZ ZIP: 85281-1230 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRONIC RESEARCH ASSOCIATES INC DATE OF NAME CHANGE: 19900507 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BUCHANAN DAVID R CENTRAL INDEX KEY: 0001107247 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 7331 CLEARWATER PARKWAY CITY: SCOTTSDALE STATE: AZ ZIP: 85253 BUSINESS PHONE: 4809988063 SC 13G 1 SC 13G 1 ------------------------------- OMB APPROVAL ------------------------------- OMB Number: 3235-0145 Expires: November 30, 1999 Estimated average burden hours per response......14.90 ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ___)* THREE-FIVE SYSTEMS, INC. ------------------------------------------------------- (Name of Issuer) COMMON STOCK ------------------------------------------------------- (Title of Class of Securities) 88554L108 ------------------------------------------------------- (CUSIP Number) January 14, 2000 ------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided on a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. Page 1 of 6 2 - ---------------------- -------------------------- CUSIP No. 88554L108 13G Page 2 of 6 - ---------------------- -------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON DAVID R. BUCHANAN - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 692,407 OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------- 6 SHARED VOTING POWER 0 ----------------------------------------------------- 7 SOLE DISPOSITIVE POWER 692,407 ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 692,407 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.73% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - -------------------------------------------------------------------------------- 3 - ---------------------- -------------------------- CUSIP No. 88554L108 13G Page 3 of 6 - ---------------------- -------------------------- ITEM 1. (a) Name of Issuer: Three-Five Systems, Inc. (b) Address of Issuer's Principal Executive Offices: 1600 North Desert Drive Tempe, Arizona 85281 ITEM 2. (a) Name of Person Filing: David R. Buchanan (b) Address of Principal Business Office or, if none, Residence: 7331 Clearwater Parkway Scottsdale, Arizona 85253 (c) Citizenship or Place of Organization: United States (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 88554L108 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(b), OR 13D-2(b), OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Act. (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). 4 - ---------------------- -------------------------- CUSIP No. 88554L108 13G Page 4 of 6 - ---------------------- -------------------------- ITEM 4. OWNERSHIP Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount Beneficially Owned: 692,407* (b) Percent of Class: 5.73% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 692,407 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 692,407 (iv) Shared power to dispose or to direct the disposition of: 0 *Includes 66,667 shares issuable upon exercise of options held by Mr. Buchanan. Mr. Buchanan plans a regular program of selling in order to diversify his portfolio and for estate planning purposes. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / /. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable. 5 - ---------------------- -------------------------- CUSIP No. 88554L108 13G Page 5 of 6 - ---------------------- -------------------------- ITEM 10. CERTIFICATION By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 6 - ---------------------- -------------------------- CUSIP No. 88554L108 13G Page 6 of 6 - ---------------------- -------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2000 ------------------------- Date /s/ David R. Buchanan -------------------------- Signature David R. Buchanan -------------------------- Name/Title ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----